AI Buyer Insights:

Citigroup, a VestmarkONE customer evaluated BlackRock Aladdin Wealth

Moog, an UKG AutoTime customer evaluated Workday Time and Attendance

Westpac NZ, an Infosys Finacle customer evaluated nCino Bank OS

Cantor Fitzgerald, a Kyriba Treasury customer evaluated GTreasury

Michelin, an e2open customer evaluated Oracle Transportation Management

Swedbank, a Temenos T24 customer evaluated Oracle Flexcube

Wayfair, a Korber HighJump WMS customer just evaluated Manhattan WMS

Citigroup, a VestmarkONE customer evaluated BlackRock Aladdin Wealth

Moog, an UKG AutoTime customer evaluated Workday Time and Attendance

Westpac NZ, an Infosys Finacle customer evaluated nCino Bank OS

Cantor Fitzgerald, a Kyriba Treasury customer evaluated GTreasury

Michelin, an e2open customer evaluated Oracle Transportation Management

Swedbank, a Temenos T24 customer evaluated Oracle Flexcube

Wayfair, a Korber HighJump WMS customer just evaluated Manhattan WMS

Regal Securities, Inc. Tech Stack and Enterprise Applications

Regal Securities, Inc. ERP
Vendor
Previous System
Application
Category
Market
VAR/SI
When
Live
Insight
Intuit Legacy Intuit Quickbooks Enterprise ERP Financial ERP x 2011 2011
In 2011, Regal Securities, Inc. implemented Intuit Quickbooks Enterprise as its ERP Financial system. The engagement centered on assisting the CEO with accounting, book-keeping, tax, compliance, report preparation and maintenance using Intuit Quickbooks Enterprise, with the application positioned to support core finance and regulatory reporting responsibilities for the firm. Configuration and usage emphasized bookkeeping and core financial controls typical of ERP Financial deployments, including ledger maintenance, transaction recording, reconciliations, tax filing support and standard financial reporting workflows. Operational scope was explicitly the CEO s financial and compliance activities, with the system used to prepare and maintain reports required for accounting and regulatory obligations, and governance remaining with executive oversight and centralized bookkeeping processes.
Regal Securities, Inc. Collaboration
Vendor
Previous System
Application
Category
Market
VAR/SI
When
Live
Insight
Microsoft Legacy Microsoft 365 Collaboration Collaboration n/a 2018 2018
In 2018, Regal Securities, Inc. implemented Microsoft 365 as its Collaboration platform. The Microsoft 365 tenant is referenced on the company website and indicates organization-wide adoption across the firm, bringing cloud-hosted collaboration and productivity tooling to a 70-employee U.S. securities broker dealer. Microsoft 365 was configured to provide Exchange Online email, Office desktop and web applications, Microsoft Teams for real-time communication, and SharePoint and OneDrive for document management, reflecting standard Collaboration functional modules. Tenant administration used centralized identity and access controls, mailbox and license provisioning, and document permission structures, with governance and role-based access aligned to financial services operational needs. The deployment covered core business functions including trading support, compliance, operations, and administrative teams, with account provisioning and standardized application configuration to enforce consistent collaboration workflows across the firm.
Regal Securities, Inc. IaaS
Vendor
Previous System
Application
Category
Market
VAR/SI
When
Live
Insight
Amazon Web Services (AWS) Legacy Amazon EC2 Application Hosting and Computing Services IaaS n/a 2016 2016
In 2016, Regal Securities, Inc. deployed Amazon EC2 to host its public-facing website. The Amazon EC2 deployment is categorized as Application Hosting and Computing Services and provides virtual server capacity for web content delivery and application runtime. This implementation supports the company website as the primary external digital touchpoint for customers and prospects. Deployment used provisioned Amazon EC2 instances configured to run the web stack and associated compute workloads, leveraging standard EC2 constructs such as instance sizing, security groups, and access controls. Operational ownership is concentrated within the firm’s IT function, focused on instance lifecycle management, web server configuration, and availability monitoring. The architecture reflects a compact cloud-hosted compute footprint typical for a small financial services firm maintaining an externally hosted site.
Application Hosting and Computing Services IaaS 2018 2018
Application Hosting and Computing Services IaaS 2023 2023
Content Delivery Network IaaS 2019 2019
Content Delivery Network IaaS 2023 2023

IT Decision Makers and Key Stakeholders at Regal Securities, Inc.

First Name Last Name Title Function Department Email Phone
President & COO CXO Finance
Accounting/Operations Manager Manager Finance
Senior Compliance Officer, Vice President, Compliance Operations, AML Officer VP Legal
Director, Information Technology Director IT

Apps Being Evaluated by Regal Securities, Inc. Executives

APPS RUN THE WORLD tracks software evaluation trends across 2 million companies worldwide, including buyer insights from Regal Securities, Inc. IT executives and key decision makers. As part of ARTW Buyer Intent and technographics insights, these findings provide useful visibility into the Regal Securities, Inc. digital transformation priorities and AI adoption trends.
Date Company Status Vendor Product Category Market
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FAQ - APPS RUN THE WORLD Regal Securities, Inc. Technographics
Regal Securities, Inc. is a Banking and Financial Services organization based in United States, with around 70 employees and annual revenues of $7.0 million.
Regal Securities, Inc. operates a diverse technology stack with applications such as Intuit Quickbooks Enterprise, Microsoft 365 and Amazon EC2, covering areas like ERP Financial, Collaboration and Application Hosting and Computing Services.
Regal Securities, Inc. has invested in cloud applications and AI-driven platforms to optimize efficiency and growth, collaborating with vendors such as Intuit, Microsoft and Amazon Web Services (AWS).
Regal Securities, Inc. recently adopted applications including Lumen Cloud (ex CenturyLink) in 2023, Lumen CDN in 2023 and Amazon CloudFront in 2019, highlighting its ongoing modernization strategy.
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Our research team continuously updates Regal Securities, Inc.’s profile with verified software purchases, vendor relationships, and digital initiatives identified from public and proprietary sources.
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