Glenview, 60025, IL,
United States
Regal Securities, Inc. Technographics
Regal Securities, Inc. Technographics, Software Purchases, AI and Digital Transformation Initiatives
Discover the latest software purchases and digital transformation initiatives being undertaken by Regal Securities, Inc. and its business and technology executives. Each quarter our research team identifies on-prem and cloud applications that are being used by the 70 Regal Securities, Inc. employees from the public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources.
During our research, we have identified that Regal Securities, Inc. has purchased the following applications: Intuit Quickbooks Enterprise for ERP Financial in 2011, Microsoft 365 for Collaboration in 2018, Amazon EC2 for Application Hosting and Computing Services in 2016 and the related IT decision-makers and key stakeholders.
Our database provides customer insight and contextual information on which enterprise applications and software systems Regal Securities, Inc. is running and its propensity to invest more and deepen its relationship with Intuit , Microsoft , Amazon Web Services (AWS) or identify new suppliers as part of their overall Digital and IT transformation projects to stay competitive, fend off threats from disruptive forces, or comply with internal mandates to improve overall enterprise efficiency.
We have been analyzing Regal Securities, Inc. revenues, which have grown to $7.0 million in 2024, plus its IT budget and roadmap, cloud software purchases, aggregating massive amounts of data points that form the basis of our forecast assumptions for Regal Securities, Inc. intention to invest in emerging technologies such as AI, Machine Learning, IoT, Blockchain, Autonomous Database or in cloud-based ERP, HCM, CRM, EPM, Procurement or Treasury applications.
Regal Securities, Inc. Tech Stack and Enterprise Applications
Regal Securities, Inc. ERP
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| Intuit | Legacy | Intuit Quickbooks Enterprise | ERP Financial | ERP | x | 2011 | 2011 |
In 2011, Regal Securities, Inc. implemented Intuit Quickbooks Enterprise as its ERP Financial system. The engagement centered on assisting the CEO with accounting, book-keeping, tax, compliance, report preparation and maintenance using Intuit Quickbooks Enterprise, with the application positioned to support core finance and regulatory reporting responsibilities for the firm.
Configuration and usage emphasized bookkeeping and core financial controls typical of ERP Financial deployments, including ledger maintenance, transaction recording, reconciliations, tax filing support and standard financial reporting workflows. Operational scope was explicitly the CEO s financial and compliance activities, with the system used to prepare and maintain reports required for accounting and regulatory obligations, and governance remaining with executive oversight and centralized bookkeeping processes.
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Regal Securities, Inc. Collaboration
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| Microsoft | Legacy | Microsoft 365 | Collaboration | Collaboration | n/a | 2018 | 2018 |
In 2018, Regal Securities, Inc. implemented Microsoft 365 as its Collaboration platform. The Microsoft 365 tenant is referenced on the company website and indicates organization-wide adoption across the firm, bringing cloud-hosted collaboration and productivity tooling to a 70-employee U.S. securities broker dealer.
Microsoft 365 was configured to provide Exchange Online email, Office desktop and web applications, Microsoft Teams for real-time communication, and SharePoint and OneDrive for document management, reflecting standard Collaboration functional modules. Tenant administration used centralized identity and access controls, mailbox and license provisioning, and document permission structures, with governance and role-based access aligned to financial services operational needs. The deployment covered core business functions including trading support, compliance, operations, and administrative teams, with account provisioning and standardized application configuration to enforce consistent collaboration workflows across the firm.
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Regal Securities, Inc. IaaS
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| Amazon Web Services (AWS) | Legacy | Amazon EC2 | Application Hosting and Computing Services | IaaS | n/a | 2016 | 2016 |
In 2016, Regal Securities, Inc. deployed Amazon EC2 to host its public-facing website. The Amazon EC2 deployment is categorized as Application Hosting and Computing Services and provides virtual server capacity for web content delivery and application runtime. This implementation supports the company website as the primary external digital touchpoint for customers and prospects.
Deployment used provisioned Amazon EC2 instances configured to run the web stack and associated compute workloads, leveraging standard EC2 constructs such as instance sizing, security groups, and access controls. Operational ownership is concentrated within the firm’s IT function, focused on instance lifecycle management, web server configuration, and availability monitoring. The architecture reflects a compact cloud-hosted compute footprint typical for a small financial services firm maintaining an externally hosted site.
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Application Hosting and Computing Services | IaaS |
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2018 | 2018 |
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Application Hosting and Computing Services | IaaS |
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2023 | 2023 |
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Content Delivery Network | IaaS |
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2019 | 2019 |
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Content Delivery Network | IaaS |
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2023 | 2023 |
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IT Decision Makers and Key Stakeholders at Regal Securities, Inc.
Apps Being Evaluated by Regal Securities, Inc. Executives
| Date | Company | Status | Vendor | Product | Category | Market |
|---|---|---|---|---|---|---|
| No data found | ||||||