Detroit, 48226, MI,
United States
Ally Invest Technographics
Discover the latest software purchases and digital transformation initiatives being undertaken by Ally Invest and its business and technology executives. Each quarter our research team identifies on-prem and cloud applications that are being used by the 8300 Ally Invest employees from the public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources.
During our research, we have identified that Ally Invest has purchased the following applications: FIS Compliance Suite for AML, Fraud and Compliance in 2012 and the related IT decision-makers and key stakeholders.
Our database provides customer insight and contextual information on which enterprise applications and software systems Ally Invest is running and its propensity to invest more and deepen its relationship with FIS Global or identify new suppliers as part of their overall Digital and IT transformation projects to stay competitive, fend off threats from disruptive forces, or comply with internal mandates to improve overall enterprise efficiency.
We have been analyzing Ally Invest revenues, which have grown to $7.00 billion in 2024, plus its IT budget and roadmap, cloud software purchases, aggregating massive amounts of data points that form the basis of our forecast assumptions for Ally Invest intention to invest in emerging technologies such as AI, Machine Learning, IoT, Blockchain, Autonomous Database or in cloud-based ERP, HCM, CRM, EPM, Procurement or Treasury applications.
TRM
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| FIS Global | Legacy | FIS Compliance Suite | AML, Fraud and Compliance | TRM | n/a | 2012 | 2012 |
In 2012, Ally Invest implemented FIS Compliance Suite, operating within the AML, Fraud and Compliance category. The deployment traces to TradeKing's 2012 go-live with SunGard's Protegent for communications and website surveillance, a historical Protegent win now associated with FIS Compliance Suite, and the implementation focus is on communications surveillance and monitoring for FINRA and other US regulatory obligations.
The FIS Compliance Suite deployment emphasized communications surveillance capabilities, inferred to include social media and website monitoring, capture and archival of advisor and corporate communications, automated alert generation, and supervised review queues. Configuration work centered on content ingestion rules, keyword and pattern surveillance logic, and retention of audit trails to support compliance review, consistent with AML, Fraud and Compliance functional workflows.
Operational scope covered compliance and supervisory teams responsible for advisor and corporate communications oversight in the United States, with processes structured to route alerts into compliance review workflows and maintain evidentiary records for regulatory inquiries. Governance adjustments focused on formalizing review responsibilities, escalation criteria, and audit logging within the FIS Compliance Suite deployment, aligning surveillance operations with FINRA and regulatory monitoring requirements.
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