Stifel Financial
One Financial Plaza 501 North Broadway,
Saint Louis, 63102-2188, MO,
United States
Saint Louis, 63102-2188, MO,
United States
1 314-342-2000
Banking and Financial Services
Stifel Financial Technographics
Stifel Financial Software Purchases and Digital Transformation Initiatives
Discover the latest software purchases and digital transformation initiatives being undertaken by Stifel Financial and its business and technology executives. Each quarter our research team identifies on-prem and cloud applications that are being used by the 8892 Stifel Financial employees from the public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources.
During our research, we have identified that Stifel Financial has purchased the following applications: FIS Trading Compliance Manager for AML, Fraud and Compliance in 2016, Microsoft Azure Cloud Services for Application Hosting and Computing Services in 2016, Fiserv Unified Wealth Platform for Asset and Wealth Management in 2017 and the related IT decision-makers and key stakeholders.
Our database provides customer insight and contextual information on which enterprise applications and software systems Stifel Financial is running and its propensity to invest more and deepen its relationship with FIS Global , Microsoft , Fiserv or identify new suppliers as part of their overall Digital and IT transformation projects to stay competitive, fend off threats from disruptive forces, or comply with internal mandates to improve overall enterprise efficiency.
We have been analyzing Stifel Financial revenues, which have grown to $4.33 billion in 2024, plus its IT budget and roadmap, cloud software purchases, aggregating massive amounts of data points that form the basis of our forecast assumptions for Stifel Financial intention to invest in emerging technologies such as AI, Machine Learning, IoT, Blockchain, Autonomous Database or in cloud-based ERP, HCM, CRM, EPM, Procurement or Treasury applications.
Stifel Financial Data, Technology Stack, and Enterprise Applications
TRM
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| FIS Global | Legacy | FIS Trading Compliance Manager | AML, Fraud and Compliance | TRM | n/a | 2016 | 2017 |
In 2016, Stifel Financial implemented FIS Trading Compliance Manager to provide institutional trade surveillance and regulatory reporting capabilities for its compliance organization. The deployment addressed the AML, Fraud and Compliance category and was scoped to enable daily monitoring of Equities and Options transactions executed by the firm’s institutional clients.
The implementation leveraged Protegent Trading Compliance capabilities within FIS Trading Compliance Manager to centralize alert generation and provide a dashboard UI for Product Control and Oversight. Functional components included daily transaction surveillance for equities and options, an entitlement driven dashboard for alert triage, and automated alert handling designed to eliminate manual queue management by the PCO team.
Data orchestration and ETL work were core to the technical architecture, using PowerCenter 10.1.1, SSIS, PL/SQL, MS SQL Server 2017 and 2014, and Oracle 11g for extraction, transformation, and storage. Jobs were automated and scheduled with Autosys R11 and shell scripting, with email notifications configured for failures, and SSRS reports created and scheduled for business users. The delivery included high level and low level technical design, unit testing, and artifacts tracked in JIRA.
Operational coverage focused on the Compliance group and Product Control and Oversight workflows, with role based entitlements governing dashboard access and daily alert reviews. Project governance produced formal documentation including data validation, unit test case, technical design, migration request, and knowledge transfer documents, and removed manual alert management responsibilities from the PCO team.
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Treasury Management | TRM |
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2017 | 2017 |
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IaaS
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| Microsoft | Legacy | Microsoft Azure Cloud Services | Application Hosting and Computing Services | IaaS | n/a | 2016 | 2016 |
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Digital Workspace | IaaS |
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2014 | 2014 |
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Investment Management
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
|---|---|---|---|---|---|---|---|---|
| Fiserv | Legacy | Fiserv Unified Wealth Platform | Asset and Wealth Management | Investment Management | n/a | 2017 | 2017 |
In 2017 Stifel Financial implemented Fiserv Unified Wealth Platform as a centralized operational layer to support advisory trading and account administration. The Fiserv Unified Wealth Platform, an Asset and Wealth Management application, was positioned to handle trading workflows and overlay management for fee based managed accounts while serving business functions across trading, account administration, billing, compliance, and performance reporting.
Configuration focused on trading and overlay capabilities, operational reporting, and compliance workflows consistent with Asset and Wealth Management platforms. The implementation included configuration of order management and portfolio overlay workflows, automation of operational reports for regulatory and supervisory needs, and bespoke controls to support fee based managed account processes and advisor experience improvements.
Integrations were implemented with external wealth technology components referenced by Stifel, specifically Vestmark and Security APL, alongside Fiserv UWP trading modules to provide trade routing and position reconciliation. Operational coverage centered on Advisory Trading Operations, where a 15 person licensed analyst team managed daily workloads, KPI tracking, and complex overlay subject matter across accounts, with cross functional coordination among account administration, trading, billing, compliance, and performance reporting disciplines.
Governance and process changes were formalized through creation implementation and oversight of Written Supervisory Procedures for Advisory Trading Operations, and through structured staffing, performance management, and process improvement routines. Project leadership emphasized operational automation and advisor experience enhancements, with ongoing management of workload distribution, associate development, and compliance oriented reporting for supervisory review.
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Asset and Wealth Management | Investment Management |
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2017 | 2017 |
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Trading Platform | Investment Management |
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2020 | 2021 |
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Collaboration
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
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Audio Video and Web Conferencing | Collaboration |
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2020 | 2020 |
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Audio Video and Web Conferencing | Collaboration |
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2020 | 2020 |
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HCM
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
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Benefits Administration | HCM |
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2016 | 2016 |
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Candidate Relationship Management, Talent Sourcing | HCM |
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2017 | 2017 |
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Core HR | HCM |
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2016 | 2016 |
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Payroll | HCM |
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2016 | 2016 |
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Recruiting | HCM |
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2019 | 2019 |
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Recruiting, Applicant Tracking System | HCM |
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2017 | 2017 |
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Content Management
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
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Digital Signing | Content Management |
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2021 | 2021 |
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ERP Financial Management
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
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ERP Financial | ERP Financial Management |
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2017 | 2017 |
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ITSM
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
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IT Service Management | ITSM |
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2020 | 2020 |
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Procurement
Vendor |
Previous System |
Application |
Category |
Market |
VAR/SI |
When |
Live |
Insight |
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Procurement | Procurement |
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2013 | 2013 |
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IT Decision Makers and Key Stakeholders at Stifel Financial
| First Name | Last Name | Title | Function | Department | Phone | |
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Apps Being Evaluated by Stifel Financial Executives
| Date | Company | Status | Vendor | Product | Category | Market |
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FAQ - APPS RUN THE WORLD Stifel Financial Technographics
Stifel Financial is a Banking and Financial Services organization based in United States,
with around 8892 employees and annual revenues of $4.33 billion.
Stifel Financial operates a diverse technology stack with applications such as
FIS Trading Compliance Manager, Microsoft Azure Cloud Services and Fiserv Unified Wealth Platform,
covering areas like AML, Fraud and Compliance, Application Hosting and Computing Services and Asset and Wealth Management.
Stifel Financial has invested in cloud applications and AI-driven platforms to optimize efficiency and growth,
collaborating with vendors such as FIS Global, Microsoft and Fiserv.
Stifel Financial recently adopted applications including
DocuSign eSignature in 2021, FIS Post Trade Processing Platform in 2020 and Cisco Webex Meetings in 2020,
highlighting its ongoing modernization strategy.
APPS RUN THE WORLD maintains an up-to-date database of Stifel Financial’s key decision makers and IT executives,
available to Premium subscribers.
Our research team continuously updates Stifel Financial’s profile with verified software purchases,
vendor relationships, and digital initiatives identified from public and proprietary sources.
Subscribe to APPS RUN THE WORLD to access the complete Stifel Financial technographics profile,
including detailed breakdowns by category, vendor, and IT decision makers.