List of ION LatentZero Compliance SaaS Customers
London, EC4R 1BE,
United Kingdom
Since 2010, our global team of researchers has been studying ION LatentZero Compliance SaaS customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased ION LatentZero Compliance SaaS for Governance, Risk and Compliance from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using ION LatentZero Compliance SaaS for Governance, Risk and Compliance include: Ping An, a China based Insurance organisation with 273053 employees and revenues of $157.75 billion, JP Morgan (Asset Management & Private Wealth Management), a United States based Banking and Financial Services organisation with 15000 employees and revenues of $13.20 billion, TD Asset Management, a Canada based Banking and Financial Services organisation with 3500 employees and revenues of $1.30 billion, Martin Currie, a United Kingdom based Banking and Financial Services organisation with 200 employees and revenues of $29.0 million and many others.
Contact us if you need a completed and verified list of companies using ION LatentZero Compliance SaaS, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The ION LatentZero Compliance SaaS customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight |
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JP Morgan (Asset Management & Private Wealth Management) | Banking and Financial Services | 15000 | $13.2B | United States | ION Investment Group | ION LatentZero Compliance SaaS | Governance, Risk and Compliance | 2010 | n/a |
In 2010 JP Morgan implemented ION LatentZero Compliance SaaS for Governance, Risk and Compliance across its Asset Management and Private Wealth Management mutual fund and exchange traded fund operations. The ION LatentZero Compliance SaaS deployment was positioned to support governance and regulatory workflows used by Senior Funds Management, the Board of Trustees and external regulators, and to provide documented support during SEC examinations and internal and external audit inquiries.
The implementation centered on functional capabilities for compliance reporting and surveillance rule management, violation case management with root cause analysis, due diligence and risk assessment workflows for new fund launches and complex instruments, and a centralized policy and procedures library. ION LatentZero Compliance SaaS was configured to enable automation and gap analysis projects, and to operationalize the identification and implementation of additional controls and procedures when violations or policy gaps were identified.
Integrations were explicitly established between ION LatentZero Compliance SaaS and multiple trade surveillance systems, including LZ Sentinel, Charles River and Line Data, as well as several proprietary applications used by fund operations. These integrations allowed regulatory restrictions and surveillance rules to be prepared, maintained and reviewed centrally, ensuring consistent enforcement across surveillance feeds and downstream reporting to Senior Funds Management, the Board of Trustees and regulators.
Governance and operating model changes accompanied the technical deployment, with the program maintaining internal compliance policies and procedures, managing the fund violation resolution process, and overseeing due diligence and risk assessment for complex instruments and derivatives usage. The compliance team structure supporting the platform included three to six compliance professionals responsible for case management, performance reviews and compensation planning, and for assisting oversight of external sub advisors and compliance services vendors.
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Martin Currie | Banking and Financial Services | 200 | $29M | United Kingdom | ION Investment Group | ION LatentZero Compliance SaaS | Governance, Risk and Compliance | 2007 | n/a |
In 2007, Martin Currie went live with ION LatentZero Compliance SaaS from ION Investment Group on Fidessa LatentZero's trading network. The ION LatentZero Compliance SaaS deployment, classified under Governance, Risk and Compliance, was implemented alongside the Capstone order management and trading connectivity suite to support trading operations and MiFID readiness in Martin Currie's finance and trading area in the United Kingdom.
The implementation centralized order management and trading connectivity through the Capstone suite, providing the firm with market connectivity, execution routing and automated trading workflows consistent with Governance, Risk and Compliance use cases. ION LatentZero Compliance SaaS was configured to orchestrate trade lifecycle controls and compliance monitoring while Capstone handled order routing and venue connectivity. The deployment emphasized trading workflow automation to reduce manual touch points in pre and post trade sequences.
Operational integrations included integrated FIX connectivity to brokers via Fidessa LatentZero's trading network to improve execution connectivity and broker linkages. The rollout targeted the finance and trading teams in the UK and aligned compliance controls with MiFID readiness obligations. The deployment delivered improved execution connectivity and trading workflow automation for the firm as reported in public sources.
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Ping An | Insurance | 273053 | $157.7B | China | ION Investment Group | ION LatentZero Compliance SaaS | Governance, Risk and Compliance | 2011 | n/a |
In 2011, Ping An Asset Management implemented ION Investment Group's ION LatentZero Compliance SaaS to strengthen Governance, Risk and Compliance across its buy side trading operations. The implementation targeted pre and post trade compliance, portfolio analysis, order management and trading functionality for domestic and international desks within Ping An's finance and compliance organization.
The ION LatentZero Compliance SaaS deployment was configured to provide rule based pre trade checks, post trade compliance surveillance, portfolio analytics and order lifecycle management as core functional modules. The solution was provisioned as a cloud delivered compliance and trading layer, aligning compliance workflows with order management and trading execution flows in a single platform.
Operationally the deployment connected Ping An to Fidessa/LatentZero's global broker network and enabled consolidation and scaling of both onshore and QDII workflows across Asia and international operations. The rollout centralized controls for finance and compliance teams and improved automation and control of trading operations.
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Banking and Financial Services | 3500 | $1.3B | Canada | ION Investment Group | ION LatentZero Compliance SaaS | Governance, Risk and Compliance | 2003 | n/a |
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Buyer Intent: Companies Evaluating ION LatentZero Compliance SaaS
- University of Alberta, a Canada based Education organization with 4004 Employees
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