List of Know Your Employee Customers
New York, 10017, NY,
United States
Since 2010, our global team of researchers has been studying Know Your Employee customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased Know Your Employee for HR Compliance from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using Know Your Employee for HR Compliance include: Piper Sandler Companies, a United States based Banking and Financial Services organisation with 1797 employees and revenues of $1.63 billion, Main Street Capital Corporation, a United States based Banking and Financial Services organisation with 80 employees and revenues of $289.0 million, Systematic Financial Management L. P., a United States based Banking and Financial Services organisation with 37 employees and revenues of $5.0 million and many others.
Contact us if you need a completed and verified list of companies using Know Your Employee, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The Know Your Employee customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight |
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Main Street Capital Corporation | Banking and Financial Services | 80 | $289M | United States | MyComplianceOffice | Know Your Employee | HR Compliance | 2022 | n/a |
In 2022 Main Street Capital Corporation deployed Know Your Employee from MyComplianceOffice as its central HR Compliance application to manage employee certifications and personal securities reporting. The adoption is documented in the company Code of Ethics and SEC filings, which reference MyComplianceOffice as the firm portal for initial, quarterly, and annual holdings reports and related certifications.
Know Your Employee was configured to centralize employee certifications, initial quarterly and annual holdings reports, and personal account dealing workflows, providing an auditable record of disclosures. The implementation emphasizes standard compliance workflows for Rule 17j-1 coverage and personal securities reporting, with functionality for recording certifications and maintaining time-stamped reporting trails.
Operational coverage is focused on the United States and supports the firmwide employee compliance and personal account dealing processes, aligning business functions across compliance, HR and investment personnel. Main Street Capital Corporation Know Your Employee HR Compliance was positioned to unify reporting and certification processes into a single portal, improving traceability of disclosures referenced in SEC filings.
Governance uses the platform as the authoritative repository for employee certifications and required reports, supporting oversight and auditability as stated in SEC documentation. The platform is explicitly cited as helping the firm meet Rule 17j-1 requirements and to maintain an auditable trail for personal securities reporting.
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Piper Sandler Companies | Banking and Financial Services | 1797 | $1.6B | United States | MyComplianceOffice | Know Your Employee | HR Compliance | 2019 | n/a |
In 2019, Piper Sandler Companies implemented MyComplianceOffice's Know Your Employee application to enhance its HR Compliance posture. The Know Your Employee deployment targeted HR Compliance use cases and began with configuration of the personal trading, gifts and entertainment, and outside business activities modules.
The implementation configured Know Your Employee to monitor employee conduct through pre-clearance workflows and OBA reporting, reflecting standard HR Compliance controls for conduct risk management. Functional capabilities implemented included personal trading surveillance, gifts and entertainment reporting and approvals, and outside business activities intake and disclosure tracking, with the Know Your Employee application serving as the central repository for those compliance records.
Integrations were scoped to support regulatory reporting workflows, specifically integrating outside business activities reporting with FINRA as part of the OBA reporting channel. Operational coverage for the deployment was limited to employee compliance processes in the United States, concentrating on centralized oversight of disclosures and pre-clearance approvals across U.S. staff.
Governance changes emphasized centralization of oversight and reduction of manual work, with process adjustments to route OBA filings and pre-clearance requests through the Know Your Employee system. The deployment aimed to centralize oversight, reduce manual work, and improve accuracy of OBA and pre-clearance reporting without asserting measured outcomes beyond those stated.
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Systematic Financial Management L. P. | Banking and Financial Services | 37 | $5M | United States | MyComplianceOffice | Know Your Employee | HR Compliance | 2024 | n/a |
In 2024 Systematic Financial Management L. P. deployed Know Your Employee from MyComplianceOffice as an HR Compliance application to serve as the firm portal for employee disclosures and personal securities trading oversight. The deployment is described in the firm's Code of Ethics filed with the SEC, and the Know Your Employee application is explicitly used for employee compliance and personal trading processes in the United States.
Implementation scope covers employee disclosures, personal securities trading monitoring, pre clearance forms and periodic compliance questionnaires, with modules for initial, quarterly and annual holdings and transactions reporting. Know Your Employee was configured to automate reporting workflows for initial, quarterly and annual filings and to generate an auditable record suitable for regulatory review.
Operational coverage is focused on the United States and the primary business functions impacted are compliance, HR related employee reporting and trading surveillance. The solution functions as a centralized compliance portal, providing structured questionnaires, electronic disclosures and transaction reporting that feed an auditable trail for regulators.
Governance and process changes center on formalizing employee disclosure and pre clearance workflows, and instituting periodic questionnaire cadence and reporting automation. The implementation emphasizes maintaining regulator ready audit records and automating recurring reporting obligations, consistent with the firm statement that the platform automates reporting and provides an auditable record for regulators.
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