List of Broadridge Dataphile Customers
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Since 2010, our global team of researchers has been studying Broadridge Dataphile customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased Broadridge Dataphile for Asset and Wealth Management from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using Broadridge Dataphile for Asset and Wealth Management include: Manulife Financial, a Canada based Insurance organisation with 38000 employees and revenues of $32.02 billion, Scotiabank Global Wealth Management, a Canada based Banking and Financial Services organisation with 2700 employees and revenues of $590.0 million, Aviso Wealth, a Canada based Banking and Financial Services organisation with 700 employees and revenues of $100.0 million, Worldsource Financial Canada, a Canada based Banking and Financial Services organisation with 126 employees and revenues of $35.0 million and many others.
Contact us if you need a completed and verified list of companies using Broadridge Dataphile, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The Broadridge Dataphile customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight | Insight Source |
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Aviso Wealth | Banking and Financial Services | 700 | $100M | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2021 | n/a | In 2021, Aviso Wealth implemented Broadridge Dataphile along with Broadridge’s digital advisor desktop and Digital Information Onboarding in the Asset and Wealth Management category. The implementation targeted consolidation of MFDA and IIROC operations in Canada and was positioned to power Aviso Wealth's integrated wealth management platform. The deployment combined the Broadridge Dataphile securities processing engine with a digital advisor desktop and Digital Information Onboarding to centralize securities processing, account opening and advisor facing workflows. Functional modules implemented included securities processing, digital onboarding and an advisor desktop interface, configured to support front, middle and back office processing and to automate standard trade lifecycle and client information flows. Rollout completed in January 2021 and was executed as an enterprise consolidation to streamline operations across Canadian regulatory frameworks MFDA and IIROC. Governance emphasis focused on centralized processing and onboarding workflows to improve advisor productivity and enable enterprise scalability, with scope covering advisor desks and operations teams across Aviso Wealth's Canada operations. | |
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Manulife Financial | Insurance | 38000 | $32.0B | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2009 | n/a | In 2009, Manulife Financial implemented Broadridge Dataphile to consolidate acquired Berkshire-TWC operations within Manulife Securities. The program, announced January 2009, centralized securities and mutual fund dealer functions onto a single platform to support advisor and back-office continuity. The implementation targeted more than 1,500 advisors across Canada and aligned dealer processing under a common operational footprint. Broadridge Dataphile, an Asset and Wealth Management application, was deployed as an integrated back-office engine, order management system and advisor workstation. Configuration emphasized centralized trade processing, account servicing workflows and advisor-facing workstation capabilities typical of Asset and Wealth Management operations. The deployment unified front-office order capture with back-office settlement and servicing in a single application stack. Operationally the initiative focused on consolidating acquired dealer activities into one platform to improve scalability and reduce conversion risk following the acquisition. Governance and process consolidation were structured around a single-platform operational model for securities and mutual fund dealer activities, with rollout sequencing to advisor networks and core back-office teams. The implementation aligned Manulife Securities business functions for advisor servicing, order management and back-office reconciliation on Broadridge Dataphile. | |
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Scotiabank Global Wealth Management | Banking and Financial Services | 2700 | $590M | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2012 | n/a | In 2012, Scotiabank Global Wealth Management implemented Broadridge Dataphile in its Asset and Wealth Management technology footprint. The Broadridge Dataphile deployment supported securities processing and settlement cycle management in the context of the bank wide Move to T+2 initiative covering Canada and the United States, and it was used across multiple wealth lines of business including Scotia McLeod, iTRADE, Private Investment Council, 1832 Asset Management, Holliswealth, Scotia Asset Management, and Dynamic Funds. Functional configuration centered on settlement date orchestration and trade to settlement workflows for Equity, Fixed Income and Mutual Funds asset classes, with Broadridge Dataphile operating alongside order management and portfolio systems. The implementation worked in concert with Advanced Order Management AOM and Charles River IMS to align trade capture and downstream settlement instructions, and the environment was configured to post accurate settlement dates to custodians as part of end to end processing. The Broadridge Dataphile implementation integrated explicit upstream and downstream interfaces inventoryed during the project, including CTM Omgeo for settlement messaging, Fundserv for mutual fund flows, connectivity to market venues TSX and NEO for trade data, IRESS for market and data feeds, FX Connect for foreign exchange routing, SS&C Net for fund accounting interactions, Broadridge BPSA for related services, and retail channels such as Scotia Online Brokerage and SCORE. Project activities included coordinating test environments and test data with those counterpart systems to ensure settlement information flowed correctly across the ecosystem. Governance and execution were led through a dedicated quality assurance function responsible for test strategy, plans and test cases, with results tracked in HP ALM and defects escalated through stakeholder status meetings. The QA lead coordinated industry level testing, including participation in CDS wide testing and Fundserv mock testing, and validated readiness ahead of the September 5, 2017 live date to ensure compliance with the regulation of the Canadian Securities Administrators CSA. | |
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Banking and Financial Services | 126 | $35M | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2017 | n/a |
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Buyer Intent: Companies Evaluating Broadridge Dataphile
- Wfcu Credit Union Canada, a Canada based Banking and Financial Services organization with 320 Employees
- Newport Financial Group, a United States based Banking and Financial Services company with 40 Employees
- Avenue Living Communities, a Canada based Construction and Real Estate organization with 750 Employees
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