List of Broadridge Equity Trade Processing Customers
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Since 2010, our global team of researchers has been studying Broadridge Equity Trade Processing customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased Broadridge Equity Trade Processing for Trading Platform from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using Broadridge Equity Trade Processing for Trading Platform include: Pictet, a Switzerland based Banking and Financial Services organisation with 5000 employees and revenues of $3.41 billion, Scotiabank Global Wealth Management, a Canada based Banking and Financial Services organisation with 2700 employees and revenues of $590.0 million and many others.
Contact us if you need a completed and verified list of companies using Broadridge Equity Trade Processing, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The Broadridge Equity Trade Processing customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight |
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Pictet | Banking and Financial Services | 5000 | $3.4B | Switzerland | Broadridge | Broadridge Equity Trade Processing | Trading Platform | 2015 | n/a |
In 2015, Pictet implemented Broadridge Equity Trade Processing as its core Trading Platform for equity trade lifecycle management. The deployment established Broadridge Equity Trade Processing within Pictet’s trading and operations environment, aligning the application to front-office trade capture and middle-office settlement workflows.
The implementation integrated Broadridge components including ULbridge and UL Odisys to provide trade routing, matching, and downstream settlement orchestration. Functional capabilities configured included trade processing, trade enrichment for bonds and equities, exception management, and reconciliation logic consistent with Trading Platform operations.
Technical work at Pictet included Java development, code refactoring, and architectural enhancements to Broadridge Equity Trade Processing components, with source control practiced in Git. The solution was operated with DevOps practices, continuous integration and production deployment pipelines to support frequent releases and reduce manual intervention in trade processing flows.
Operational coverage focused on Pictet’s Geneva trading and operations teams, supporting trading desk activity, middle-office settlement, and operational incident response. Governance processes reflected formal UAT cycles, incident handling procedures, and staged production deployments to control changes to trade processing logic.
Ongoing work emphasized optimizing trading system functionality and efficiency, with iterative improvements driven by technical analysis and operational feedback. Broadridge Equity Trade Processing, as deployed, provided Pictet a centralized Trading Platform for equities and related fixed income instruments, instrumenting standard trade lifecycle and exception workflows.
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Scotiabank Global Wealth Management | Banking and Financial Services | 2700 | $590M | Canada | Broadridge | Broadridge Equity Trade Processing | Trading Platform | 2012 | n/a |
In 2012, Scotiabank Global Wealth Management implemented Broadridge Equity Trade Processing, a Trading Platform. The deployment centralized equity trade capture and settlement processing to align order management and post trade lifecycle workflows across the wealth management business.
The implementation encompassed trade capture and settlement modules and supported the institutionwide transition to a T+2 settlement cycle. Scotiabank implemented the settlement change from T+3 to T+2 for Equity, Fixed Income and Mutual Funds asset classes across lines of business including iTRADE, Scotia McLeod, Private Investment Council, 1832 Asset Management, Holliswealth, Scotia Asset Management and Dynamic Funds. Functional components referenced in the environment included Dataphile and Advanced Order Management AOM from Broadridge, Charles River IMS and Charles River Anywhere for investment management workflows, and Broadridge BPSA for post trade processing.
The Broadridge Equity Trade Processing implementation integrated with upstream and downstream systems such as Scotia Online Brokerage, SCORE, IRESS, CTM Omgeo, FX Connect, Fundserv and SS&C Net to manage order flow, trade affirmation and settlement instruction exchange. Work included coordinating posting of settlement dates to custodians and resolving test data issues with market venues and vendors including TSX and NEO. Industry coordination was executed through participation in CDS industry wide testing and Fundserv industry mock testing to validate end to end settlement behavior.
Governance and rollout were executed through structured QA and testing practices, with the quality assurance lead producing test strategy, plans and test cases and recording results and defects in HP ALM. The program coordinated internal technology teams and vendors to provision test environments and to validate settlement dates and message flows, and stakeholders were engaged through regular status meetings to escalate and clear issues. Readiness validation was completed ahead of the regulatory live date of September 5, 2017 to align settlement timing with Canadian Securities Administrators requirements.
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