List of FIS Compliance Suite Customers
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United States
Since 2010, our global team of researchers has been studying FIS Compliance Suite customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased FIS Compliance Suite for AML, Fraud and Compliance from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using FIS Compliance Suite for AML, Fraud and Compliance include: Pacific Life, a United States based Insurance organisation with 4000 employees and revenues of $16.01 billion, Ally Invest, a United States based Banking and Financial Services organisation with 8300 employees and revenues of $7.00 billion, Legg Mason Inc, a United States based Banking and Financial Services organisation with 3300 employees and revenues of $2.90 billion, Giełda Papierów Wartościowych w Warszawie, a Poland based Banking and Financial Services organisation with 555 employees and revenues of $109.0 million and many others.
Contact us if you need a completed and verified list of companies using FIS Compliance Suite, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The FIS Compliance Suite customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight |
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Ally Invest | Banking and Financial Services | 8300 | $7.0B | United States | FIS Global | FIS Compliance Suite | AML, Fraud and Compliance | 2012 | n/a |
In 2012, Ally Invest implemented FIS Compliance Suite, operating within the AML, Fraud and Compliance category. The deployment traces to TradeKing's 2012 go-live with SunGard's Protegent for communications and website surveillance, a historical Protegent win now associated with FIS Compliance Suite, and the implementation focus is on communications surveillance and monitoring for FINRA and other US regulatory obligations.
The FIS Compliance Suite deployment emphasized communications surveillance capabilities, inferred to include social media and website monitoring, capture and archival of advisor and corporate communications, automated alert generation, and supervised review queues. Configuration work centered on content ingestion rules, keyword and pattern surveillance logic, and retention of audit trails to support compliance review, consistent with AML, Fraud and Compliance functional workflows.
Operational scope covered compliance and supervisory teams responsible for advisor and corporate communications oversight in the United States, with processes structured to route alerts into compliance review workflows and maintain evidentiary records for regulatory inquiries. Governance adjustments focused on formalizing review responsibilities, escalation criteria, and audit logging within the FIS Compliance Suite deployment, aligning surveillance operations with FINRA and regulatory monitoring requirements.
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Giełda Papierów Wartościowych w Warszawie | Banking and Financial Services | 555 | $109M | Poland | FIS Global | FIS Compliance Suite | AML, Fraud and Compliance | 2012 | n/a |
In 2012, Giełda Papierów Wartościowych w Warszawie implemented FIS Compliance Suite. The deployment used SunGard Protegent market abuse and trading surveillance capabilities that are now incorporated into FIS Compliance Suite to monitor trading activity and help comply with the EU Market Abuse Directive, including ESMA and MiFID requirements in Poland.
The implementation centered on market abuse and trade surveillance modules within the AML, Fraud and Compliance category, with configuration of surveillance rule sets, real time detection, pattern recognition, alert generation, and case management workflows. FIS Compliance Suite was configured to support automated rule execution and manual alert triage, aligning surveillance logic with exchange trading calendars and instrument definitions.
Operational integration focused on ingesting market data and order feed information from the exchange infrastructure to enable tick level and order level monitoring across trading venues in Poland. Governance changes routed surveillance alerts into the exchange compliance and surveillance teams, establishing escalation and investigation workflows to support regulatory reporting obligations and ongoing monitoring of trading behaviour.
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Legg Mason Inc | Banking and Financial Services | 3300 | $2.9B | United States | FIS Global | FIS Compliance Suite | AML, Fraud and Compliance | 2011 | n/a |
In 2011, Legg Mason Inc implemented FIS Compliance Suite. SEC registration documents for the LM Tax‑Free Income Fund list SunGard/Protegent as an authorized recipient for portfolio holdings information, indicating operational use of Protegent functionality within finance and investment operations in the United States and evidencing the use of FIS Compliance Suite capabilities for portfolio disclosures.
The deployment centered on portfolio holdings disclosure automation and regulatory reporting functions within the FIS Compliance Suite, aligned to AML, Fraud and Compliance use cases. Configuration included automated generation and transmission of holdings reports to authorized recipients, data ingestion of portfolio positions, and rule-based disclosure workflows to support regulatory transparency and compliance reporting for investment operations.
Operational coverage was concentrated in Legg Mason Inc investment and fund operations in the United States, where the FIS Compliance Suite and embedded Protegent functionality were used to automate portfolio reporting to custodians and authorized recipients. Governance practices referenced in the filing imply formalized disclosure workflows and controls to ensure consistent holdings reporting, supporting regulatory transparency and ongoing compliance obligations.
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Insurance | 4000 | $16.0B | United States | FIS Global | FIS Compliance Suite | AML, Fraud and Compliance | 2006 | n/a |
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