List of Broadridge Dataphile Customers
Broadridge Financial Solutions
5 Dakota Drive, Suite 300,
Lake Success, 11042, NY,
United States
Lake Success, 11042, NY,
United States
1 727-355-9393
Banking and Financial Services
14600
$6.9B
Since 2010, our global team of researchers has been studying Broadridge Dataphile customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased Broadridge Dataphile for Asset and Wealth Management from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using Broadridge Dataphile for Asset and Wealth Management include: Manulife Financial, a Canada based Insurance organisation with 38000 employees and revenues of $32.02 billion, Scotiabank Global Wealth Management, a Canada based Banking and Financial Services organisation with 2700 employees and revenues of $590.0 million, Aviso Wealth, a Canada based Banking and Financial Services organisation with 700 employees and revenues of $100.0 million, Worldsource Financial Canada, a Canada based Banking and Financial Services organisation with 126 employees and revenues of $35.0 million and many others.
Contact us if you need a completed and verified list of companies using Broadridge Dataphile, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The Broadridge Dataphile customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight |
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Aviso Wealth | Banking and Financial Services | 700 | $100M | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2021 | n/a |
In 2021, Aviso Wealth implemented Broadridge Dataphile along with Broadridge’s digital advisor desktop and Digital Information Onboarding in the Asset and Wealth Management category. The implementation targeted consolidation of MFDA and IIROC operations in Canada and was positioned to power Aviso Wealth's integrated wealth management platform.
The deployment combined the Broadridge Dataphile securities processing engine with a digital advisor desktop and Digital Information Onboarding to centralize securities processing, account opening and advisor facing workflows. Functional modules implemented included securities processing, digital onboarding and an advisor desktop interface, configured to support front, middle and back office processing and to automate standard trade lifecycle and client information flows.
Rollout completed in January 2021 and was executed as an enterprise consolidation to streamline operations across Canadian regulatory frameworks MFDA and IIROC. Governance emphasis focused on centralized processing and onboarding workflows to improve advisor productivity and enable enterprise scalability, with scope covering advisor desks and operations teams across Aviso Wealth's Canada operations.
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Manulife Financial | Insurance | 38000 | $32.0B | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2009 | n/a |
In 2009, Manulife Financial implemented Broadridge Dataphile to consolidate acquired Berkshire-TWC operations within Manulife Securities. The program, announced January 2009, centralized securities and mutual fund dealer functions onto a single platform to support advisor and back-office continuity. The implementation targeted more than 1,500 advisors across Canada and aligned dealer processing under a common operational footprint.
Broadridge Dataphile, an Asset and Wealth Management application, was deployed as an integrated back-office engine, order management system and advisor workstation. Configuration emphasized centralized trade processing, account servicing workflows and advisor-facing workstation capabilities typical of Asset and Wealth Management operations. The deployment unified front-office order capture with back-office settlement and servicing in a single application stack.
Operationally the initiative focused on consolidating acquired dealer activities into one platform to improve scalability and reduce conversion risk following the acquisition. Governance and process consolidation were structured around a single-platform operational model for securities and mutual fund dealer activities, with rollout sequencing to advisor networks and core back-office teams. The implementation aligned Manulife Securities business functions for advisor servicing, order management and back-office reconciliation on Broadridge Dataphile.
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Scotiabank Global Wealth Management | Banking and Financial Services | 2700 | $590M | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2012 | n/a |
In 2012, Scotiabank Global Wealth Management implemented Broadridge Dataphile in its Asset and Wealth Management technology footprint. The Broadridge Dataphile deployment supported securities processing and settlement cycle management in the context of the bank wide Move to T+2 initiative covering Canada and the United States, and it was used across multiple wealth lines of business including Scotia McLeod, iTRADE, Private Investment Council, 1832 Asset Management, Holliswealth, Scotia Asset Management, and Dynamic Funds.
Functional configuration centered on settlement date orchestration and trade to settlement workflows for Equity, Fixed Income and Mutual Funds asset classes, with Broadridge Dataphile operating alongside order management and portfolio systems. The implementation worked in concert with Advanced Order Management AOM and Charles River IMS to align trade capture and downstream settlement instructions, and the environment was configured to post accurate settlement dates to custodians as part of end to end processing.
The Broadridge Dataphile implementation integrated explicit upstream and downstream interfaces inventoryed during the project, including CTM Omgeo for settlement messaging, Fundserv for mutual fund flows, connectivity to market venues TSX and NEO for trade data, IRESS for market and data feeds, FX Connect for foreign exchange routing, SS&C Net for fund accounting interactions, Broadridge BPSA for related services, and retail channels such as Scotia Online Brokerage and SCORE. Project activities included coordinating test environments and test data with those counterpart systems to ensure settlement information flowed correctly across the ecosystem.
Governance and execution were led through a dedicated quality assurance function responsible for test strategy, plans and test cases, with results tracked in HP ALM and defects escalated through stakeholder status meetings. The QA lead coordinated industry level testing, including participation in CDS wide testing and Fundserv mock testing, and validated readiness ahead of the September 5, 2017 live date to ensure compliance with the regulation of the Canadian Securities Administrators CSA.
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Worldsource Financial Canada | Banking and Financial Services | 126 | $35M | Canada | Broadridge | Broadridge Dataphile | Asset and Wealth Management | 2017 | n/a |
In 2017, Worldsource Financial Canada selected Broadridge Dataphile as the platform to standardize its advisor desktop, client onboarding and back office systems. The Broadridge Dataphile-based wealth and mutual fund management suite was positioned as the foundation for advisor and investor workflows across the organization, and the engagement was publicly announced in December 2017.
The implementation emphasized core Asset and Wealth Management capabilities, including advisor desktop functionality, client onboarding automation, and back-office mutual fund processing. Configuration efforts focused on consolidating disparate operational systems into the Broadridge Dataphile suite, harmonizing client and account data models, and establishing centralized product and client lifecycle management.
Operational coverage targeted Canadian advisor channels and investor servicing teams, aligning front-office advisor interactions with back-office processing to create end to end workflows. The program implied integrations between advisor-facing desktop tools, onboarding pipelines, and back-office transaction and record systems to support unified advisor and investor experiences.
Governance and rollout followed the public announcement, with implementation completion estimated the following year, and governance activities directed at centralizing operational processes and standardizing advisor and investor service workflows. The initiative was explicitly intended to consolidate disparate systems and improve operational efficiency across advisor and investor experiences.
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Buyer Intent: Companies Evaluating Broadridge Dataphile
ARTW Buyer Intent uncovers actionable customer signals, identifying software buyers actively evaluating Broadridge Dataphile. Gain ongoing access to real-time prospects and uncover hidden opportunities. Companies Actively Evaluating Broadridge Dataphile for Asset and Wealth Management include:
- Wfcu Credit Union Canada, a Canada based Banking and Financial Services organization with 320 Employees
- Newport Financial Group, a United States based Banking and Financial Services company with 40 Employees
- Avenue Living Communities, a Canada based Construction and Real Estate organization with 750 Employees
Discover Software Buyers actively Evaluating Enterprise Applications
| Logo | Company | Industry | Employees | Revenue | Country | Evaluated | ||
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FAQ - APPS RUN THE WORLD Broadridge Dataphile Coverage
Broadridge Dataphile is a Asset and Wealth Management solution from Broadridge.
Companies worldwide use Broadridge Dataphile, from small firms to large enterprises across 21+ industries.
Organizations such as Manulife Financial, Scotiabank Global Wealth Management, Aviso Wealth and Worldsource Financial Canada are recorded users of
Broadridge Dataphile for Asset and Wealth Management.
Companies using Broadridge Dataphile are most concentrated in Insurance and Banking and Financial Services, with adoption spanning over 21 industries.
Companies using Broadridge Dataphile are most concentrated in Canada, with adoption tracked across 195 countries worldwide. This global distribution highlights the popularity of Broadridge Dataphile across Americas, EMEA, and APAC.
Companies using Broadridge Dataphile range from small businesses with 0-100 employees - 0%, to mid-sized firms with 101-1,000 employees - 50%, large organizations with 1,001-10,000 employees - 25%, and global enterprises with 10,000+ employees - 25%.
Customers of Broadridge Dataphile include firms across all revenue levels — from $0-100M, to $101M-$1B, $1B-$10B, and $10B+ global corporations.
Contact APPS RUN THE WORLD to access the full verified Broadridge Dataphile customer database with detailed Firmographics such as industry, geography, revenue, and employee breakdowns as well as key decision makers in charge of Asset and Wealth Management.