List of ComplySci Platform Customers
New York, 10001, NY,
United States
Since 2010, our global team of researchers has been studying ComplySci Platform customers around the world, aggregating massive amounts of data points that form the basis of our forecast assumptions and perhaps the rise and fall of certain vendors and their products on a quarterly basis.
Each quarter our research team identifies companies that have purchased ComplySci Platform for HR Compliance from public (Press Releases, Customer References, Testimonials, Case Studies and Success Stories) and proprietary sources, including the customer size, industry, location, implementation status, partner involvement, LOB Key Stakeholders and related IT decision-makers contact details.
Companies using ComplySci Platform for HR Compliance include: KKR, a United States based Banking and Financial Services organisation with 4834 employees and revenues of $21.88 billion, TD Securities, a Canada based Banking and Financial Services organisation with 6500 employees and revenues of $2.00 billion, Bridgewater Associates, a United States based Banking and Financial Services organisation with 1300 employees and revenues of $500.0 million, HarbourVest Partners, a United States based Banking and Financial Services organisation with 1250 employees and revenues of $350.0 million and many others.
Contact us if you need a completed and verified list of companies using ComplySci Platform, including the breakdown by industry (21 Verticals), Geography (Region, Country, State, City), Company Size (Revenue, Employees, Asset) and related IT Decision Makers, Key Stakeholders, business and technology executives responsible for the software purchases.
The ComplySci Platform customer wins are being incorporated in our Enterprise Applications Buyer Insight and Technographics Customer Database which has over 100 data fields that detail company usage of software systems and their digital transformation initiatives. Apps Run The World wants to become your No. 1 technographic data source!
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| Logo | Customer | Industry | Empl. | Revenue | Country | Vendor | Application | Category | When | SI | Insight |
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Bridgewater Associates | Banking and Financial Services | 1300 | $500M | United States | ComplySci | ComplySci Platform | HR Compliance | 2024 | n/a |
In 2024, Bridgewater Associates implemented the ComplySci Platform for HR Compliance to capture and process Access Persons' Code of Ethics disclosures, certifications, and pre clearance requests for personal securities trading. The US compliance deployment centralizes personal trading monitoring and pre clearance workflows to support insider trading controls and regulatory recordkeeping.
The ComplySci Platform was configured to manage core HR Compliance workflows including disclosure intake, certification tracking, pre clearance request routing, and consolidated trade monitoring. Configuration included role based access for Access Persons and compliance reviewers, a centralized record repository, audit trail capture, and workflow automation aligned to compliance review cycles.
Operational scope focused on compliance teams and Access Persons across the United States, with the ComplySci Platform serving as the single point of record for personal trading activity and approvals. Governance was adjusted to consolidate pre clearance approvals and recordkeeping within the platform, formalizing review workflows and evidentiary trails to strengthen insider trading controls and regulatory recordkeeping.
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HarbourVest Partners | Banking and Financial Services | 1250 | $350M | United States | ComplySci | ComplySci Platform | HR Compliance | 2025 | n/a |
In 2025 HarbourVest Partners implemented the ComplySci Platform as its automated compliance administration solution, deploying the application with US and global coverage. The ComplySci Platform is used as an HR Compliance tool to centralize personal-trading workflows, gifts and entertainment preclearance, and consolidated recordkeeping to satisfy regulatory obligations.
The deployment focuses on core compliance modules including initial holdings reports, preclearance workflows and quarterly transaction certifications, combined with personal-trading monitoring and gifts and entertainment preclearance capabilities. ComplySci Platform operationalizes automated certification and reporting workflows and maintains a single source of record for holdings and transaction attestations, consistent with HR Compliance functional terminology.
Operational responsibility for the ComplySci Platform sits with compliance and related HR functions, centralizing administration across HarbourVest Partners US and global staff to streamline reporting and meet regulatory requirements. Governance was structured around centralized recordkeeping and standardized preclearance procedures to reduce manual administration and to provide auditable documentation for regulators.
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KKR | Banking and Financial Services | 4834 | $21.9B | United States | ComplySci | ComplySci Platform | HR Compliance | 2021 | n/a |
In 2021, KKR implemented the ComplySci Platform as its Code of Ethics technology under HR Compliance to manage personal securities accounts, pre-clearance, and periodic reporting for employees. The ComplySci Platform was deployed as a US based compliance application focused on personal trading oversight and Code of Ethics enforcement for employees subject to trading controls.
The implementation centered on functional modules for personal securities account management, pre-clearance workflow automation, periodic reporting, and centralized monitoring. The deployment explicitly supports brokerage feeds to ingest account and transaction data, and it orchestrates pre-clearance approvals and periodic disclosure workflows to consolidate employee trading records for compliance review.
Operational scope covered US employee populations and compliance teams, with primary business functions impacted including compliance operations, HR Compliance policy administration, and trading oversight. Governance changes emphasized centralized monitoring and standardized pre-clearance and reporting workflows to enhance personal trading controls and regulatory compliance.
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Banking and Financial Services | 6500 | $2.0B | Canada | ComplySci | ComplySci Platform | HR Compliance | 2018 | n/a |
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Buyer Intent: Companies Evaluating ComplySci Platform
- U Control Billing, a United States based Healthcare organization with 20 Employees
- Bank of Montreal, a Canada based Banking and Financial Services company with 53597 Employees
- Raymond James Canada, a Canada based Banking and Financial Services organization with 8700 Employees
Discover Software Buyers actively Evaluating Enterprise Applications
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